Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF4 Partner (1 Aug 2011 to 22 Nov 2019)
    • CF30 Customer (1 Aug 2011 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (31 May 2013 to 8 Dec 2019)
    • CF4 Partner (31 May 2013 to 22 Nov 2019)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF4 Partner (5 Nov 2013 to 22 Nov 2019)
    • CF30 Customer (5 Nov 2013 to 8 Dec 2019)
  • Horizon Capital LLP (no longer approved here)

    FRN 461091

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF4 Partner (9 Mar 2007 to 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.