Graphite Private Equity LLP

• Principal Place of Business

  7 Air Street

  London

  W1B 5AD

  UNITED KINGDOM

  Phone

  +4402078255300

  Web

  https://www.graphitecapital.com

• Complaints Contact

  7 Air Street

  London

  W1B 5AD

  UNITED KINGDOM

  Phone

  +4402078255300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Kennedy Gray

  IRN AJG01137

  • [FCA CF] Client dealing (since 1 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (16 Sep 2011 to 8 Dec 2019)
  • CF30 Customer (16 Sep 2011 to 8 Dec 2019)
• Ann Jennifer Michelman

  IRN AJB01295

  • CF30 Customer (16 Sep 2011 to 22 May 2015)
  • CF4 Partner (16 Sep 2011 to 14 Aug 2017)
• Emma Clare Everett

  IRN ECO01005

  • CF4 Partner (16 Sep 2011 to 14 Aug 2017)
• Emma Winter

  IRN EXW00313

  • [FCA CF] Client dealing (20 Jan 2025 to 15 Aug 2025)
• Humphrey Piers Albert Baker

  IRN HPB01022

  • [FCA CF] Client dealing (1 Jan 2020 to 9 Jan 2024)
  • CF4 Partner (31 Jul 2015 to 25 Nov 2019)
  • CF30 Customer (31 Jul 2015 to 8 Dec 2019)
• James Edward Markham

  IRN JEM01240

  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF4 Partner (16 Sep 2011 to 25 Nov 2019)
• John Francis Western

  IRN JFW01085

  • [FCA CF] Client dealing (1 Oct 2021 to 21 Nov 2024)
• John O'Neill

  IRN JXO01090

  • CF4 Partner (16 Sep 2011 to 30 Sep 2013)
  • CF30 Customer (16 Sep 2011 to 30 Sep 2013)
• Kane Bayliss

  IRN KVB01008

  • CF30 Customer (29 May 2013 to 1 Feb 2016)
  • CF4 Partner (29 May 2013 to 14 Aug 2017)
• Liam McGivern

  IRN TXS14943

  • SMF27 Partner (9 Dec 2019 to 18 Dec 2019)
  • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
  • CF4 Partner (8 Oct 2019 to 8 Dec 2019)

No changes recorded yet.