Horizon Capital LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1-3 College Hill2nd FloorLondonEC4R 2RAUNITED KINGDOM- Phone
- +4402034361415
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Complaints Contact
1-3 College Hill2nd FloorLondonEC4R 2RAUNITED KINGDOM- Phone
- +4402034361415
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Julian Laurie Pode
IRN AJP01261
- CF30 Customer (1 Nov 2007 to 28 Feb 2009)
- CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
- CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
- CF4 Partner (9 Mar 2007 to 28 Feb 2009)
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Adam Stephen Lewis
IRN ASL01078
- [FCA CF] Client dealing (since 30 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (31 Jul 2018 to 8 Dec 2019)
- CF4 Partner (1 Jan 2014 to 8 Dec 2019)
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Andrew Richard Aylwin
IRN ARA01021
- CF10a CASS Oversight function (1 Oct 2011 to 30 May 2013)
- CF11 Money Laundering Reporting (4 Apr 2008 to 5 Apr 2013)
- CF28 Systems and controls (4 Apr 2008 to 26 Sep 2008)
- CF10 Compliance Oversight (4 Apr 2008 to 5 Apr 2013)
- CF30 Customer (1 Nov 2007 to 16 Aug 2018)
- CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
- CF4 Partner (9 Mar 2007 to 16 Aug 2018)
- CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
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Anne-Claire Marie Henri Assier De Pompignan
IRN AMD01120
- CF4 Partner (28 Jul 2016 to 9 Aug 2018)
- CF30 Customer (28 Jul 2016 to 9 Aug 2018)
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Daniel Andrew Adler
IRN DAA01041
- CF30 Customer (1 Nov 2007 to 16 Aug 2018)
- CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
- CF4 Partner (9 Mar 2007 to 16 Aug 2018)
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David William Romanis Harland
IRN DWH01074
- CF30 Customer (1 Nov 2007 to 9 Aug 2019)
- CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
- CF4 Partner (9 Mar 2007 to 9 Aug 2019)
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Duncan Miles Simeon Green
IRN DMG01133
- SMF27 Partner (9 Dec 2019 to 18 Mar 2021)
- CF4 Partner (1 Apr 2012 to 8 Dec 2019)
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Emily Hickley
IRN EXH00260
- [FCA CF] Client dealing (since 27 Mar 2023)
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Gareth Denley
IRN GXD01755
- SMF27 Partner (9 Dec 2019 to 18 Mar 2021)
- CF4 Partner (15 Mar 2016 to 8 Dec 2019)
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Geoff Neville
IRN GXN01251
- CF4 Partner (25 Sep 2015 to 10 Apr 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.