Date authorised
1 April 2013
Companies House
OC320937
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1-3 College Hill
    2nd Floor
    London
    EC4R 2RA
    UNITED KINGDOM
    Phone
    +4402034361415
  • Complaints Contact

    1-3 College Hill
    2nd Floor
    London
    EC4R 2RA
    UNITED KINGDOM
    Phone
    +4402034361415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Julian Laurie Pode

    IRN AJP01261

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (9 Mar 2007 to 28 Feb 2009)
  • Adam Stephen Lewis

    IRN ASL01078

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
    • CF4 Partner (1 Jan 2014 to 8 Dec 2019)
  • Andrew Richard Aylwin

    IRN ARA01021

    • CF10a CASS Oversight function (1 Oct 2011 to 30 May 2013)
    • CF11 Money Laundering Reporting (4 Apr 2008 to 5 Apr 2013)
    • CF28 Systems and controls (4 Apr 2008 to 26 Sep 2008)
    • CF10 Compliance Oversight (4 Apr 2008 to 5 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 16 Aug 2018)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (9 Mar 2007 to 16 Aug 2018)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
  • Anne-Claire Marie Henri Assier De Pompignan

    IRN AMD01120

    • CF4 Partner (28 Jul 2016 to 9 Aug 2018)
    • CF30 Customer (28 Jul 2016 to 9 Aug 2018)
  • Daniel Andrew Adler

    IRN DAA01041

    • CF30 Customer (1 Nov 2007 to 16 Aug 2018)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (9 Mar 2007 to 16 Aug 2018)
  • David William Romanis Harland

    IRN DWH01074

    • CF30 Customer (1 Nov 2007 to 9 Aug 2019)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (9 Mar 2007 to 9 Aug 2019)
  • Duncan Miles Simeon Green

    IRN DMG01133

    • SMF27 Partner (9 Dec 2019 to 18 Mar 2021)
    • CF4 Partner (1 Apr 2012 to 8 Dec 2019)
  • Emily Hickley

    IRN EXH00260

    • [FCA CF] Client dealing (since 27 Mar 2023)
  • Gareth Denley

    IRN GXD01755

    • SMF27 Partner (9 Dec 2019 to 18 Mar 2021)
    • CF4 Partner (15 Mar 2016 to 8 Dec 2019)
  • Geoff Neville

    IRN GXN01251

    • CF4 Partner (25 Sep 2015 to 10 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.