Date authorised
1 April 2013
Companies House
OC320937
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1-3 College Hill
    2nd Floor
    London
    EC4R 2RA
    UNITED KINGDOM
    Phone
    +4402034361415
  • Complaints Contact

    1-3 College Hill
    2nd Floor
    London
    EC4R 2RA
    UNITED KINGDOM
    Phone
    +4402034361415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Grant Gordon Davidson

    IRN GGD01013

    • CF30 Customer (1 Nov 2007 to 9 May 2011)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (9 Mar 2007 to 9 May 2011)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
  • Gregory Robert Binning

    IRN GRB01113

    • CF28 Systems and controls (1 Nov 2007 to 29 Mar 2008)
    • CF13 Finance (9 Mar 2007 to 31 Oct 2007)
  • Humphrey Piers Albert Baker

    IRN HPB01022

    • CF4 Partner (8 Mar 2010 to 14 Aug 2014)
  • Ian Charles Williams

    IRN ICW01012

    • CF4 Partner (20 Feb 2008 to 9 Aug 2018)
    • CF30 Customer (20 Feb 2008 to 9 Aug 2018)
  • Jeremy Hand

    IRN JXH01473

    • [FCA CF] Client dealing (30 Mar 2021 to 31 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF3 Chief Executive (9 Mar 2007 to 12 Aug 2013)
    • CF4 Partner (9 Mar 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Mar 2007 to 31 Oct 2007)
  • Jeremy James Westhead

    IRN JJW01074

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2020)
    • CF10a CASS Oversight function (30 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Apr 2013 to 8 Dec 2019)
    • CF4 Partner (8 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (16 Jan 2009 to 8 Dec 2019)
  • John Edward Teasdale

    IRN JXT00570

    • [FCA CF] Client dealing (27 Mar 2023 to 30 Nov 2024)
  • Jonathan Martin Bourn

    IRN JMB01218

    • CF4 Partner (23 Sep 2015 to 12 Mar 2018)
  • Keith Andrew Jelley

    IRN KAJ01017

    • CF28 Systems and controls (1 Nov 2007 to 29 Mar 2008)
    • CF30 Customer (1 Nov 2007 to 29 Mar 2008)
    • CF10 Compliance Oversight (9 Mar 2007 to 29 Mar 2008)
    • CF11 Money Laundering Reporting (9 Mar 2007 to 29 Mar 2008)
    • CF13 Finance (9 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (9 Mar 2007 to 29 Mar 2008)
  • Luke Kingston

    IRN LXK01395

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
    • CF4 Partner (16 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.