Date authorised
1 April 2013
Companies House
OC320937
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1-3 College Hill
    2nd Floor
    London
    EC4R 2RA
    UNITED KINGDOM
    Phone
    +4402034361415
  • Complaints Contact

    1-3 College Hill
    2nd Floor
    London
    EC4R 2RA
    UNITED KINGDOM
    Phone
    +4402034361415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Norman Hall

    IRN MNH01032

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF4 Partner (9 Mar 2007 to 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2007 to 31 Oct 2007)
  • Mark Rogerson

    IRN MXR02588

    • CF30 Customer (4 Feb 2016 to 16 Aug 2018)
    • CF4 Partner (4 Feb 2016 to 16 Aug 2018)
  • Martin William James Squier

    IRN MWS01099

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF16 Compliance Oversight (since 28 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Nov 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
    • CF4 Partner (15 Jun 2012 to 8 Dec 2019)
  • Martin Wygas

    IRN MXW01887

    • CF4 Partner (8 Mar 2010 to 9 Aug 2018)
  • Matthew David Andrew Morris

    IRN MXM01117

    • [FCA CF] Client dealing (since 27 Mar 2023)
  • Matthew Lewis Norrington

    IRN MLN01020

    • CF4 Partner (1 Jul 2014 to 7 Jul 2016)
  • Philip John Buscombe

    IRN PJB01305

    • CF30 Customer (1 Nov 2007 to 9 Aug 2019)
    • CF4 Partner (9 Mar 2007 to 9 Aug 2019)
    • CF3 Chief Executive (9 Mar 2007 to 9 Aug 2019)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (9 Mar 2007 to 31 Oct 2007)
  • Robert Bradley Gershon

    IRN RBG01030

    • CF30 Customer (1 Nov 2007 to 28 Jun 2013)
    • CF27 Investment Management (8 Aug 2007 to 31 Oct 2007)
    • CF4 Partner (9 Mar 2007 to 28 Jun 2013)
  • Simon John Hitchcock

    IRN SJH01269

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (15 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2009 to 8 Dec 2019)
  • Thomas William Morgan Maizels

    IRN TWM01037

    • SMF27 Partner (since 15 Feb 2023)
    • [FCA CF] Client dealing (since 30 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.