Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF4 Partner (20 Jun 2012 to 8 Jul 2019)
- CF30 Customer (20 Jun 2012 to 8 Jul 2019)
-
- CF28 Systems and controls (1 Nov 2007 to 29 Mar 2008)
- CF30 Customer (1 Nov 2007 to 29 Mar 2008)
- CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
- CF4 Partner (9 Mar 2007 to 29 Mar 2008)
- CF10 Compliance Oversight (9 Mar 2007 to 29 Mar 2008)
- CF11 Money Laundering Reporting (9 Mar 2007 to 29 Mar 2008)
- CF13 Finance (9 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.