Date authorised
1 April 2013
Companies House
OC315612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Air Street
    London
    W1B 5AD
    UNITED KINGDOM
    Phone
    +4402078255300
  • Complaints Contact

    7 Air Street
    London
    W1B 5AD
    UNITED KINGDOM
    Phone
    +4402078255300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Kennedy Gray

    IRN AJG01137

    • [FCA CF] Client dealing (since 1 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (15 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (15 Dec 2005 to 8 Dec 2019)
  • Ann Jennifer Michelman

    IRN AJB01295

    • CF30 Customer (1 Nov 2007 to 22 May 2015)
    • CF4 Partner (15 Dec 2005 to 14 Aug 2017)
    • CF27 Investment Management (15 Dec 2005 to 31 Oct 2007)
  • Dana Haimoff

    IRN DXH01351

    • CF30 Customer (18 Sep 2008 to 31 Oct 2008)
    • CF4 Partner (18 Sep 2008 to 31 Oct 2008)
  • David Richard Williams

    IRN DRW01064

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF27 Investment Management (15 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (15 Dec 2005 to 1 Apr 2010)
  • Elizabeth Anne Hoffmann

    IRN EAH01032

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF27 Investment Management (15 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (15 Dec 2005 to 31 Dec 2010)
  • Emma Clare Everett

    IRN ECO01005

    • CF30 Customer (1 Nov 2007 to 1 Feb 2016)
    • CF27 Investment Management (15 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (15 Dec 2005 to 14 Aug 2017)
  • Emma Winter

    IRN EXW00313

    • [FCA CF] Client dealing (20 Jan 2025 to 15 Aug 2025)
  • Humphrey Piers Albert Baker

    IRN HPB01022

    • [FCA CF] Client dealing (1 Jan 2020 to 9 Jan 2024)
    • CF4 Partner (31 Jul 2015 to 25 Nov 2019)
    • CF30 Customer (31 Jul 2015 to 8 Dec 2019)
  • James Edward Markham

    IRN JEM01240

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF4 Partner (2 Jul 2009 to 25 Nov 2019)
  • James Jonathan Nelson

    IRN JJN01010

    • CF4 Partner (15 Dec 2005 to 9 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.