Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 11 Dec 2025)
- [FCA CF] Manager of certification employee (since 11 Aug 2025)
- SMF18 Other Overall Responsibility (18 Mar 2020 to 15 May 2025)
- SMF3 Executive Director (9 Dec 2019 to 25 Mar 2025)
- CF1 Director (18 Jul 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 26 Mar 2008)
- CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 11 Oct 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 26 Mar 2008)
- CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (11 Oct 2021 to 29 Jan 2026)
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- CF30 Customer (30 Mar 2011 to 20 Jan 2016)
- CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
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- CF4 Partner (18 Sep 2008 to 31 Oct 2008)
- CF30 Customer (18 Sep 2008 to 31 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.