Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Dec 2025)
    • [FCA CF] Manager of certification employee (since 11 Aug 2025)
    • SMF18 Other Overall Responsibility (18 Mar 2020 to 15 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2025)
    • CF1 Director (18 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 26 Mar 2008)
    • CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 11 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 26 Mar 2008)
    • CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (11 Oct 2021 to 29 Jan 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (30 Mar 2011 to 20 Jan 2016)
    • CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
  • Graphite Capital Management LLP (no longer approved here)

    FRN 434062

    • CF4 Partner (18 Sep 2008 to 31 Oct 2008)
    • CF30 Customer (18 Sep 2008 to 31 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.