Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Sentier Investors (UK) IM Limited
FRN 119367
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Mar 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Mar 2012 to 8 Dec 2019)
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- CF30 Customer (12 Mar 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF26 Customer Trading (2 May 2007 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 2 May 2007)
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- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF26 Customer Trading (2 May 2007 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 2 May 2007)
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- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF26 Customer Trading (2 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.