Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
- [FCA CF] Client dealing (since 25 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (since 25 Nov 2024)
- CF30 Customer (since 21 Oct 2024)
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Professional Independent Wealth Advice Ltd
FRN 990284
- (3)Employed By (since 21 Oct 2024)
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- CF30 Customer (31 Dec 2012 to 8 May 2019)
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- CF30 Customer (1 Nov 2007 to 3 Jan 2008)
- CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.