Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SIMF4 Chief Risk Function (7 Mar 2016 to 10 Aug 2016)
- CF28 Systems and controls (7 Jan 2016 to 6 Mar 2016)
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- Responsible for Insurance Mediation (1 Nov 2007 to 7 May 2009)
- CF1 Director (1 Nov 2007 to 7 May 2009)
- CF17 Significant Mgt (Other Business Operations) (1 Nov 2007 to 31 Oct 2007)
- CF29 Significant management (1 Nov 2007 to 7 May 2009)
- CF3 Chief Executive (1 Nov 2007 to 7 May 2009)
- CF8 Apportionment and Oversight (1 Nov 2007 to 7 May 2009)
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- Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2007)
- CF1 Director (10 Nov 2003 to 1 Nov 2007)
- CF14 Risk Assessment (10 Nov 2003 to 1 Nov 2007)
- CF10 Compliance Oversight (10 Nov 2003 to 1 Nov 2007)
- CF17 Significant Mgt (Other Business Operations) (10 Nov 2003 to 1 Nov 2007)
- CF11 Money Laundering Reporting (10 Nov 2003 to 1 Nov 2007)
- CF15 Internal Audit (10 Nov 2003 to 1 Nov 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.