Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Polo Managing Agency Limited (no longer approved here)

    FRN 204976

    • SIMF4 Chief Risk Function (7 Mar 2016 to 10 Aug 2016)
    • CF28 Systems and controls (7 Jan 2016 to 6 Mar 2016)
  • Hamilton Managing Agency Limited (no longer approved here)

    FRN 460849

    • Responsible for Insurance Mediation (1 Nov 2007 to 7 May 2009)
    • CF1 Director (1 Nov 2007 to 7 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Nov 2007 to 31 Oct 2007)
    • CF29 Significant management (1 Nov 2007 to 7 May 2009)
    • CF3 Chief Executive (1 Nov 2007 to 7 May 2009)
    • CF8 Apportionment and Oversight (1 Nov 2007 to 7 May 2009)
  • Liberty Managing Agency Limited (no longer approved here)

    FRN 204945

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2007)
    • CF1 Director (10 Nov 2003 to 1 Nov 2007)
    • CF14 Risk Assessment (10 Nov 2003 to 1 Nov 2007)
    • CF10 Compliance Oversight (10 Nov 2003 to 1 Nov 2007)
    • CF17 Significant Mgt (Other Business Operations) (10 Nov 2003 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (10 Nov 2003 to 1 Nov 2007)
    • CF15 Internal Audit (10 Nov 2003 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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