Date authorised
20 March 1995
Companies House
03003606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580816

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Daniel Alexander Martin

    IRN AXM05100

    • [FCA CF] Material risk taker (since 20 Feb 2023)
  • Alan David Telford

    IRN AXT01553

    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Oct 2020)
    • CF29 Significant management (1 Oct 2015 to 9 Dec 2018)
  • Alasdair Craig

    IRN AXC01197

    • [FCA CF] Material risk taker (since 5 Feb 2024)
  • Andrew Duncan Elliott

    IRN ADE01018

    • CF1 Director (1 Dec 2001 to 6 Jul 2006)
  • Andrew Simon Wilson Hall

    IRN ASH01109

    • CF10 Compliance Oversight (15 Apr 2009 to 13 Feb 2012)
    • CF11 Money Laundering Reporting (15 Apr 2009 to 13 Feb 2012)
  • Annabel Carty

    IRN AXC67233

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Apr 2023)
  • Anne Whitaker

    IRN AXW01986

    • SMF11 Chair of the Audit Committee (since 24 Feb 2025)
  • Brian Anthony Fitzgerald

    IRN BAF01014

    • CF1 Director (20 Nov 2006 to 1 Nov 2007)
    • CF3 Chief Executive (20 Nov 2006 to 1 Nov 2007)
    • CF8 Apportionment and Oversight (20 Nov 2006 to 1 Nov 2007)
    • Responsible for Insurance Mediation (20 Nov 2006 to 19 Oct 2007)
    • CF2 Non Executive Director (14 Aug 2002 to 7 Sep 2011)
  • Caroline Louise Element

    IRN CLD01033

    • [FCA CF] Material risk taker (1 Jan 2022 to 3 Apr 2023)
  • Cathryn Riley

    IRN CER01019

    • SMF14 Senior Independent Director (since 13 Mar 2025)
    • [PRA CF] Key function holder (since 17 Aug 2020)
    • SMF10 Chair of the Risk Committee (since 17 Aug 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.