Caroline Louise Element

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liberty Managing Agency Limited (no longer approved here)
FRN 204945
- [FCA CF] Material risk taker (1 Jan 2022 to 3 Apr 2023)
AXA XL Insurance Company UK Limited (no longer approved here)
FRN 423308
- CF28 Systems and controls (1 Nov 2007 to 1 May 2008)
- CF13 Finance (30 Oct 2007 to 31 Oct 2007)
- CF1 Director (21 Jun 2007 to 30 Oct 2007)
AXA XL Underwriting Agencies Limited (no longer approved here)
FRN 204848
- CF1 Director (21 Jun 2007 to 30 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.