Date authorised
20 March 1995
Companies House
03003606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580816

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chantal Wagener

    IRN CXW76652

    • SMF3 Executive Director (since 16 Jan 2024)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
  • Christopher Adney Walter Gibbons

    IRN CAG01028

    • CF2 Non Executive Director (1 Dec 2001 to 30 May 2002)
  • Christopher Douglas Hanks

    IRN CDH01032

    • SMF12 Chair of the Remuneration Committee (18 May 2020 to 9 Nov 2022)
    • SMF9 Chair of the Governing Body (18 May 2020 to 9 Nov 2022)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 7 Oct 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 9 Nov 2022)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (31 Oct 2013 to 6 Mar 2016)
  • Christopher Locke Peirce

    IRN CLP01071

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 24 Jan 2018)
    • CF2 Non Executive Director (30 Jan 2013 to 6 Mar 2016)
  • Christopher Timothy Short

    IRN CTS01042

    • SMF20 Chief Actuary (since 25 Apr 2019)
    • [PRA CF] Key function holder (since 10 Dec 2018)
  • Daniel Misha Wilkinson

    IRN DMW01160

    • CF28 Systems and controls (10 Sep 2012 to 30 Jul 2014)
  • Daniel Terence Niall Forsythe

    IRN DTF01016

    • CF2 Non Executive Director (1 Dec 2001 to 15 May 2013)
  • David Henry Long

    IRN DHL01038

    • CF2 Non Executive Director (19 May 2009 to 6 Jan 2011)
  • David McKenzie

    IRN DXM01077

    • [FCA CF] Material risk taker (since 25 Sep 2023)
  • David Stein

    IRN DXS76662

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.