Date authorised
1 April 2013
Companies House
05832065
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400
  • Complaints Contact

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Daws

    IRN AXD56250

    • Responsible for Insurance Distribution (29 Apr 2021 to 29 Aug 2025)
    • SMF1 Chief Executive (29 Apr 2021 to 29 Aug 2025)
  • Alexander James Baker

    IRN AJB01765

    • SMF3 Executive Director (since 29 Oct 2025)
    • SMF1 Chief Executive (since 5 Sep 2025)
    • Responsible for Insurance Distribution (since 5 Sep 2025)
    • SMF20 Chief Actuary (28 Jan 2021 to 6 Apr 2022)
    • SMF4 Chief Risk (28 Jan 2021 to 21 Nov 2025)
  • Allan Kaufman

    IRN AXK01713

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Dec 2019)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2019)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (8 Aug 2008 to 6 Mar 2016)
  • Andrew Oliver

    IRN AXO00254

    • [FCA CF] Significant management (3 Mar 2020 to 5 Aug 2024)
  • Antonio Ursano Junior

    IRN AJU01015

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 8 Sep 2020)
  • Belinda Taylor

    IRN BJT01073

    • [FCA CF] Significant management (since 10 Dec 2018)
  • Bent Henning Brekke Isachsen

    IRN BHI01002

    • SMF24 Chief Operations (since 28 Apr 2023)
  • Christopher David Brown

    IRN CDB01135

    • SMF3 Executive Director (10 Dec 2018 to 30 Jun 2020)
    • CF1 Director (28 Feb 2007 to 11 May 2017)
  • David James McCormack

    IRN DXM00547

    • SMF16 Compliance Oversight (6 May 2022 to 4 Oct 2022)
  • David Nicholas White

    IRN DNW01025

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 11 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Nov 2020)
    • SIMF22 Chief Underwriting Officer Function (20 Aug 2018 to 9 Dec 2018)
    • Responsible for Insurance Mediation (20 Aug 2018 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.