Date authorised
1 April 2013
Companies House
05832065
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400
  • Complaints Contact

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Richard Watson

    IRN DRW01058

    • CF3 Chief Executive (28 Feb 2007 to 22 Oct 2007)
    • CF8 Apportionment and Oversight (28 Feb 2007 to 22 Oct 2007)
    • Responsible for Insurance Mediation (28 Feb 2007 to 22 Oct 2007)
  • Dominic Victor Thomas Ford

    IRN DVF01007

    • SMF16 Compliance Oversight (16 Feb 2021 to 20 Aug 2021)
  • Duncan Andrew Robinson

    IRN DAR01242

    • SMF5 Head of Internal Audit (since 10 Dec 2018)
    • SIMF5 Head of Internal Audit Function (22 Mar 2017 to 9 Dec 2018)
  • Dymphna Ann Lehane

    IRN DXL00301

    • SMF9 Chair of the Governing Body (since 13 Nov 2025)
  • Gillian Elizabeth Barnes

    IRN GEB01070

    • CF1 Director (13 Aug 2008 to 11 May 2017)
  • Gina Claire Thorogood

    IRN GCB01060

    • CF1 Director (28 Feb 2007 to 31 Dec 2008)
  • Heinrich Piard

    IRN HXP00263

    • [FCA CF] Significant management (since 3 Sep 2024)
  • Iain Gordon Lever

    IRN IGL01021

    • SMF2 Chief Finance (10 Dec 2018 to 31 Dec 2019)
    • SIMF2 Chief Finance Function (11 Apr 2017 to 9 Dec 2018)
  • Ian Garven

    IRN IXG01252

    • SIMF2 Chief Finance Function (7 Mar 2016 to 28 Mar 2017)
    • CF1 Director (6 Aug 2014 to 6 Mar 2016)
  • Jiajia Zhang

    IRN JXZ00028

    • SMF20 Chief Actuary (6 Apr 2022 to 24 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.