Date authorised
1 April 2013
Companies House
05832065
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400
  • Complaints Contact

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Mark Newton

    IRN JXN00162

    • SMF23 Chief Underwriting Officer (9 Nov 2021 to 31 Mar 2025)
  • Jonathan Fredrick Reiss

    IRN JFR01062

    • Director of firm who is not a certification employee or a SMF manager (20 Aug 2019 to 30 Jun 2020)
  • Justin Andrew Spencer Wash

    IRN JAW01187

    • SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2019)
    • SIMF4 Chief Risk Function (4 Jan 2018 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 11 May 2017)
    • CF3 Chief Executive (21 Jul 2009 to 6 Mar 2016)
    • Responsible for Insurance Mediation (21 Jul 2009 to 11 May 2017)
    • CF1 Director (24 Jul 2008 to 11 May 2017)
  • Karen Egerton Forte

    IRN KXF00162

    • SMF11 Chair of the Audit Committee (since 28 Apr 2023)
  • Kenneth Douglas Curtis

    IRN KDC01016

    • CF1 Director (28 Feb 2007 to 31 Dec 2008)
  • Krishnan Ethirajan

    IRN KXE01216

    • SMF3 Executive Director (10 Dec 2018 to 11 Jul 2019)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 20 Aug 2019)
    • CF1 Director (15 May 2017 to 9 Dec 2018)
  • Laura Jane Coakley

    IRN LJC01155

    • CF1 Director (21 Jul 2009 to 15 Aug 2014)
  • Lisa Ratty

    IRN LXR00269

    • [FCA CF] Significant management (since 2 Mar 2020)
  • Lorraine Anne Adlam

    IRN LAA01036

    • CF2 Non Executive Director (3 Jul 2015 to 14 Jan 2016)
  • Malcolm James Beacham

    IRN MJB01565

    • SMF10 Chair of the Risk Committee (12 Jul 2021 to 28 Feb 2022)
    • SMF13 Chair of the Nominations Committee (10 Dec 2018 to 28 Feb 2022)
    • CF2a Chair of the Nominations Committee (30 Jun 2016 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.