Date authorised
1 April 2013
Companies House
05832065
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400
  • Complaints Contact

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm John Beane

    IRN MJB01487

    • SMF12 Chair of the Remuneration Committee (23 Oct 2020 to 31 Mar 2023)
    • SMF11 Chair of the Audit Committee (23 Oct 2020 to 31 Mar 2023)
    • SMF14 Senior Independent Director (23 Oct 2020 to 31 Mar 2023)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 23 Oct 2020)
  • Mark Condie Butterworth

    IRN MCB01136

    • CF3 Chief Executive (1 Nov 2007 to 7 May 2009)
    • CF29 Significant management (1 Nov 2007 to 7 May 2009)
    • CF1 Director (1 Nov 2007 to 7 May 2009)
    • Responsible for Insurance Mediation (1 Nov 2007 to 7 May 2009)
    • CF8 Apportionment and Oversight (1 Nov 2007 to 7 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Nov 2007 to 31 Oct 2007)
  • Mark Francis Fisher

    IRN MFF01023

    • CF1 Director (19 Feb 2014 to 15 Aug 2014)
  • Mark Handley Wheeler

    IRN MHW01018

    • SIMF1 Chief Executive Function (1 Jun 2017 to 6 Mar 2018)
    • CF1 Director (28 Feb 2007 to 6 Mar 2018)
  • Mark Sutherland Johnson

    IRN MSJ01026

    • CF1 Director (3 Dec 2013 to 18 Nov 2014)
  • Michelle Li

    IRN MXL00455

    • SMF3 Executive Director (since 29 Jan 2026)
    • SMF2 Chief Finance (since 29 Jan 2026)
  • Miles Colaço-Osorio

    IRN MXO56251

    • SMF23 Chief Underwriting Officer (since 9 Nov 2021)
  • Moussa Thiam

    IRN MXT00660

    • SMF3 Executive Director (since 1 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Feb 2025)
    • SMF16 Compliance Oversight (since 14 Feb 2025)
  • Nicole Mitchelmore

    IRN NXM00683

    • SMF4 Chief Risk (since 21 Nov 2025)
  • Nigel James Davenport

    IRN NJD01144

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 20 Aug 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.