Date authorised
1 April 2013
Companies House
05832065
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400
  • Complaints Contact

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nikhil Barve

    IRN NMB01082

    • [FCA CF] Significant management (since 10 Dec 2018)
  • Patricia Billingham

    IRN PMB01227

    • SMF10 Chair of the Risk Committee (since 27 Apr 2023)
    • SMF14 Senior Independent Director (since 27 Apr 2023)
    • SMF12 Chair of the Remuneration Committee (since 27 Apr 2023)
  • Peter Barrett

    IRN PJB01376

    • Director of firm who is not a certification employee or a SMF manager (20 Aug 2019 to 30 Apr 2022)
  • Peter Charles Holland

    IRN PCH01081

    • SMF18 Other Overall Responsibility (since 3 Aug 2021)
  • Peter Colin Frank Haynes

    IRN PCH01039

    • SMF9 Chair of the Governing Body (7 Jun 2021 to 31 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 7 Jun 2021)
  • Peter Skerlj

    IRN PXS02955

    • SMF7 Group Entity Senior Manager (9 Mar 2021 to 2 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (20 Aug 2019 to 8 Sep 2020)
  • Richard Ian Harris

    IRN RIH01043

    • CF2 Non Executive Director (28 Feb 2007 to 14 Feb 2008)
  • Robert Arthur Stuchbery

    IRN RAS01123

    • CF1 Director (28 Feb 2007 to 31 Dec 2008)
  • Robert Jeffrey Wallace

    IRN RJW01129

    • CF2 Non Executive Director (6 Aug 2008 to 31 Dec 2014)
  • Robert Vetch

    IRN RXV01178

    • SMF16 Compliance Oversight (30 Mar 2023 to 2 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Mar 2023 to 2 Dec 2024)
    • SMF24 Chief Operations (26 Jan 2021 to 30 Mar 2023)
    • SMF2 Chief Finance (26 Jan 2021 to 1 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (20 Aug 2019 to 26 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.