Date authorised
1 April 2013
Companies House
05832065
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400
  • Complaints Contact

    Level 3
    8 Fenchurch Place
    London
    EC3M 4AJ
    UNITED KINGDOM
    Phone
    +4402073374400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sameer Keshani

    IRN SXK02575

    • SIMF20 Chief Actuary Function (7 Mar 2016 to 31 Aug 2017)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Aug 2017)
    • CF1 Director (18 Nov 2015 to 6 Mar 2016)
  • Sinead Cormican

    IRN SXC01021

    • [FCA CF] Material risk taker (since 1 Dec 2020)
  • Steve Mathews

    IRN SXM04196

    • SMF20 Chief Actuary (10 Dec 2018 to 31 Mar 2020)
    • SIMF20 Chief Actuary Function (17 Oct 2017 to 9 Dec 2018)
  • Susan Janet Helson

    IRN SJL01096

    • CF1 Director (28 Feb 2007 to 31 Dec 2008)
  • Terence John Hayday

    IRN TJH01047

    • CF2 Non Executive Director (28 Feb 2007 to 24 Feb 2009)
  • Timothy Anthony Brian Harvey Glover

    IRN TAG01048

    • SMF1 Chief Executive (10 Dec 2018 to 20 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Nov 2020)
    • SIMF1 Chief Executive Function (26 Jun 2018 to 9 Dec 2018)
    • Responsible for Insurance Mediation (11 Aug 2017 to 30 Sep 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 16 Apr 2018)
    • CF1 Director (28 Feb 2007 to 6 Mar 2016)
  • Timothy Massingham Seymour

    IRN TMS01029

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Dec 2019)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Dec 2019)
    • SMF14 Senior Independent Director (10 Dec 2018 to 31 Dec 2019)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (20 Feb 2014 to 6 Mar 2016)
  • Trevor Alan Clegg

    IRN TAC01048

    • CF2 Non Executive Director (28 Feb 2007 to 26 Aug 2008)
  • Trevor Ormes

    IRN TSO00006

    • [FCA CF] Material risk taker (9 Jun 2021 to 30 Apr 2025)
  • Wilfred Wenkai Chin

    IRN WWC00006

    • SMF20 Chief Actuary (since 19 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.