Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Asta Managing Agency Ltd
FRN 204897
- CF1 Director (AR) (since 17 Mar 2026)
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Santam Specialist Business Limited
FRN 914303
- (1)Employed By (since 17 Mar 2026)
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- SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2023 to 18 Feb 2025)
- SMF16 Compliance Oversight (5 Jun 2023 to 18 Feb 2025)
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- SMF16 Compliance Oversight (30 Mar 2023 to 2 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Mar 2023 to 2 Dec 2024)
- SMF24 Chief Operations (26 Jan 2021 to 30 Mar 2023)
- SMF2 Chief Finance (26 Jan 2021 to 1 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (20 Aug 2019 to 26 Jan 2021)
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- SIMF2 Chief Finance Function (7 Mar 2016 to 3 Sep 2018)
- CF1 Director (25 May 2012 to 6 Mar 2016)
- CF28 Systems and controls (25 May 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.