Lisa Sainsbury

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FNZ (UK) Ltd
FRN 438687
- [FCA CF] Manager of certification employee (since 21 Jul 2021)
- [FCA CF] Material risk taker (21 Jul 2021 to 13 Jan 2022)
James Hay WRAP Managers Limited (no longer approved here)
FRN 225574
- [FCA CF] Functions requiring qualifications (29 Jun 2021 to 30 Jun 2021)
- [FCA CF] Manager of certification employee (6 Jul 2020 to 30 Jun 2021)
JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)
FRN 460698
- [FCA CF] Manager of certification employee (6 Jul 2020 to 30 Jun 2021)
Capita Life & Pensions Regulated Services Limited (no longer approved here)
FRN 145540
- CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.