Kenneth Stewart Green

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Halo Global Asset Management Ltd
FRN 820966
- SMF16 Compliance Oversight (since 17 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jan 2025)
- SMF16 Compliance Oversight (7 Apr 2022 to 21 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Apr 2022 to 21 Jun 2024)
Capital Com (UK) Limited (no longer approved here)
FRN 793714
- [FCA CF] CASS oversight function (27 Mar 2024 to 7 Oct 2024)
Wealthkernel Limited (no longer approved here)
FRN 723719
- [FCA CF] CASS oversight function (15 Feb 2023 to 21 May 2024)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Nov 2020 to 28 Oct 2022)
- SMF16 Compliance Oversight (18 Nov 2020 to 28 Oct 2022)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF22 Investment Adviser (Trainee) (19 Sep 2002 to 8 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.