Date authorised
21 October 2016
Companies House
09686970
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845
  • Complaints Contact

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adebimpe Nkontchou

    IRN AXN00008

    • Director of firm who is not a certification employee or a SMF manager (7 Oct 2020 to 1 May 2024)
    • CF1 Director (AR) (7 Oct 2020 to 1 May 2024)
  • Alexandros Christodoulakis

    IRN AXC00032

    • Director of firm who is not a certification employee or a SMF manager (24 Sep 2020 to 30 Oct 2023)
    • CF1 Director (AR) (24 Sep 2020 to 30 Oct 2023)
  • Andrew Thomas Gilchrist

    IRN AXG01149

    • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2026)
    • CF2 Non Executive Director (AR) (since 24 Feb 2026)
  • Anita Olatomi Sekinat Borishade

    IRN AXB04536

    • CF3 Chief Executive (AR) (since 17 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 17 Apr 2025)
    • CF1 Director (AR) (since 17 Apr 2025)
  • Anthony James Martin

    IRN AJM01630

    • Director of firm who is not a certification employee or a SMF manager (since 15 Apr 2026)
    • CF1 Director (AR) (since 15 Apr 2026)
  • Anthony Jon Jacobs

    IRN AJJ01118

    • [FCA CF] CASS oversight function (1 Jan 2021 to 5 Nov 2021)
    • [FCA CF] Client dealing (14 Jul 2020 to 5 Nov 2021)
    • [FCA CF] Functions requiring qualifications (14 Jul 2020 to 5 Nov 2021)
  • Anthony Morris Rose

    IRN AXR00677

    • CF1 Director (AR) (since 10 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 10 Jun 2025)
  • Anthony Wells

    IRN AXW00734

    • [FCA CF] CASS oversight function (since 21 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
    • SMF16 Compliance Oversight (since 3 May 2024)
  • Auli Hannele Lahtela

    IRN AXL86924

    • Director of firm who is not a certification employee or a SMF manager (6 Jul 2020 to 26 Nov 2021)
    • CF2 Non Executive Director (AR) (6 Jul 2020 to 26 Nov 2021)
  • Azamat Sultanov

    IRN AXS04781

    • Director of firm who is not a certification employee or a SMF manager (22 Sep 2021 to 30 Nov 2022)
    • CF30 Customer (22 Sep 2021 to 30 Nov 2022)
    • CF1 Director (AR) (22 Sep 2021 to 30 Nov 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.