Halo Global Asset Management Ltd

Date authorised
1 March 2019
Companies House
10193739
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wades House
    Barton Stacey
    Winchester
    Hampshire
    SO21 3RJ
    UNITED KINGDOM
    Phone
    +447769650231
    Web
    https://hgamuk.com

  • Complaints Contact

    Wades House
    Barton Stacey
    Winchester
    Hampshire
    SO21 3RJ
    UNITED KINGDOM
    Phone
    +447769650231

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Edward Williamson-Jones

    IRN AEW01027

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2022)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2019 to 8 Dec 2019)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
  • Francis William Austin Horn

    IRN FWH01004

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • Ian Murray

    IRN IJM01115

    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
  • Julian George Tregoning

    IRN JGT01031

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2020)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
  • Kenneth Stewart Green

    IRN KSG01024

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jan 2025)
    • SMF16 Compliance Oversight (since 17 Jan 2025)
    • SMF16 Compliance Oversight (7 Apr 2022 to 21 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Apr 2022 to 21 Jun 2024)
  • Palvir Kaur Bahia

    IRN PKB01046

    • [FCA CF] Client dealing (1 Feb 2021 to 14 Feb 2025)
  • Richard Christopher Lee

    IRN RCL01036

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2020)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
  • Rupert Grosvenor Perry

    IRN RXP01788

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2022)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.