Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Halo Global Asset Management Ltd
FRN 820966
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2022)
- CF1 Director (1 Mar 2019 to 8 Dec 2019)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Mar 2019 to 8 Dec 2019)
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- CF4 Partner (AR) (18 Jun 2014 to 1 Feb 2016)
- CF30 Customer (18 Jun 2014 to 1 Feb 2016)
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- CF30 Customer (16 Feb 2011 to 1 Oct 2012)
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- CF30 Customer (1 Dec 2009 to 1 Oct 2012)
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- CF30 Customer (20 Nov 2008 to 1 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2012)
- CF27 Investment Management (13 Jun 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.