Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Client dealing (since 11 Sep 2023)
- [FCA CF] Material risk taker (since 11 Sep 2023)
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- [FCA CF] Proprietary trader (20 Jan 2022 to 31 Aug 2023)
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- [FCA CF] Client dealing (28 Oct 2019 to 19 Jan 2022)
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- [FCA CF] Client dealing (7 Sep 2016 to 12 Aug 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 12 Aug 2019)
- CF30 Customer (16 Sep 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Sep 2016 to 12 Aug 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 12 Aug 2019)
- CF30 Customer (4 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (16 May 2014 to 3 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.