Tokai Tokyo Securities Europe Limited

• Principal Place of Business

  Tokai Tokyo Securities Europe Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4407958298844

  Web

  https://www.tokaitokyo-fh.jp/en/corporate/groups/europe/

• Complaints Contact

  Tokai Tokyo Securities Europe Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +442070704620

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amir Reza Kasraei

  IRN ARK01022

  • [FCA CF] Proprietary trader (24 Jul 2023 to 29 Jul 2024)
• Andrew John Pelling

  IRN AJP01148

  • CF30 Customer (1 Nov 2007 to 27 Jul 2012)
  • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
• Ashish Tayal

  IRN AXT01602

  • [FCA CF] Proprietary trader (1 Feb 2022 to 31 Aug 2023)
• Chika Smallwood

  IRN CXE01189

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Jun 2015 to 8 Dec 2019)
• Erina Hoshiko

  IRN EXH01447

  • CF30 Customer (23 Aug 2017 to 11 Apr 2018)
• Gaku Kobayashi

  IRN GXK07758

  • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
• Hideaki Yamane

  IRN HXY01127

  • SMF9 Chair of the Governing Body (15 Nov 2021 to 20 Apr 2023)
  • CF2 Non Executive Director (12 May 2016 to 6 Jul 2018)
• Hiroaki Okayasu

  IRN HXO15680

  • [FCA CF] Proprietary trader (9 Dec 2019 to 1 May 2024)
  • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
• Hiromi Tajima

  IRN HXT01162

  • CF2 Non Executive Director (29 Apr 2008 to 31 Mar 2009)
• Hiroshi Iizumi

  IRN HXI01095

  • CF2 Non Executive Director (10 Sep 2012 to 5 Jun 2017)

No changes recorded yet.