Ashish Tayal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Client dealing (since 24 Apr 2025)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (22 Jul 2024 to 4 Nov 2024)
- [FCA CF] Client dealing (3 Jun 2024 to 4 Nov 2024)
Mariana UFP (Americas) Limited (no longer approved here)
FRN 649237
- (33)Employed By (22 Jul 2024 to 4 Nov 2024)
Tokai Tokyo Securities Europe Limited (no longer approved here)
FRN 460061
- [FCA CF] Proprietary trader (1 Feb 2022 to 31 Aug 2023)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Manager of certification employee (18 Sep 2018 to 9 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 13 Jan 2022)
- CF30 Customer (27 Apr 2010 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.