Joseph Eugene Mary Philipsz

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amber Fund Management Limited (no longer approved here)

    FRN 495729

    • [FCA CF] Significant management (1 Dec 2020 to 10 Nov 2023)
  • Motorrad Central (Scotland) Limited (no longer approved here)

    FRN 668711

    • CF8 Apportionment and Oversight (26 Feb 2015 to 21 Nov 2019)
  • Dalmore Capital Limited (no longer approved here)

    FRN 509930

    • CF30 Customer (7 Aug 2014 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (17 May 2012 to 25 Mar 2013)
    • CF30 Customer (30 Apr 2012 to 25 Mar 2013)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (29 Apr 2010 to 4 Jan 2012)
  • BMW FINANCIAL SERVICES (GB) LIMITED (no longer approved here)

    FRN 312578

    • CF1 Director (AR) (5 Nov 2009 to 27 Jul 2015)
  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF30 Customer (1 Nov 2007 to 15 Jan 2010)
    • CF1 Director (28 Oct 2004 to 23 Jun 2008)
    • CF13 Finance (29 Apr 2004 to 29 Jan 2007)
    • CF10 Compliance Oversight (3 Jul 2003 to 8 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
    • CF2 Non Executive Director (1 Dec 2001 to 11 Oct 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF13 Finance (25 Feb 2005 to 31 Jan 2007)
    • CF1 Director (22 Jul 2004 to 16 Apr 2008)
    • CF10 Compliance Oversight (22 Jul 2004 to 8 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2004)
    • CF2 Non Executive Director (1 Dec 2001 to 19 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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