Date authorised
1 April 2013
Companies House
06745576
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +4402079390550
  • Complaints Contact

    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +4402079390550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW TROW

    IRN AXT00245

    • [FCA CF] Significant management (1 Dec 2020 to 1 Dec 2021)
  • Alexander John Finch

    IRN AJF01229

    • SMF3 Executive Director (since 6 Dec 2019)
    • CF1 Director (6 Dec 2019 to 8 Dec 2019)
    • CF28 Systems and controls (26 Mar 2010 to 8 Dec 2019)
  • Allan Cameron Cook

    IRN ACC01170

    • [FCA CF] Significant management (since 1 Dec 2020)
    • CF30 Customer (25 Nov 2014 to 8 Dec 2019)
  • Amanda Clea Jo Treadaway

    IRN ACT01049

    • CF30 Customer (30 Jun 2009 to 14 Jul 2015)
  • Amanda Elizabeth Woods

    IRN AEW01081

    • SMF3 Executive Director (since 6 Dec 2019)
    • CF1 Director (6 Dec 2019 to 8 Dec 2019)
    • CF30 Customer (10 Dec 2018 to 8 Dec 2019)
    • CF29 Significant management (24 Jun 2010 to 8 Dec 2019)
  • Bianca Jane Francis

    IRN BJF01057

    • CF30 Customer (10 Jul 2009 to 12 May 2011)
  • Charles David Thomas Clendon

    IRN CXC00969

    • [FCA CF] Manager of certification employee (since 10 Sep 2025)
    • [FCA CF] Significant management (since 10 Sep 2025)
  • Charles Scott

    IRN SXC02157

    • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
  • Christopher Charles Hogg

    IRN CCH01062

    • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
  • Christopher John Morgan

    IRN CJM01458

    • [FCA CF] Significant management (9 Dec 2019 to 29 Aug 2025)
    • CF30 Customer (25 May 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.