Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 12 Aug 2020)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF11 Chair of the Audit Committee (1 Jun 2016 to 31 Dec 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Dec 2024)
    • CF2 Non Executive Director (27 Mar 2015 to 6 Mar 2016)
  • ICICI Bank UK Plc (no longer approved here)

    FRN 223268

    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 8 May 2017)
    • CF2 Non Executive Director (20 Sep 2011 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF28 Systems and controls (1 Feb 2009 to 24 Jun 2012)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF28 Systems and controls (1 Feb 2009 to 24 Jun 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Feb 2009 to 24 Jun 2012)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (1 Feb 2009 to 24 Jun 2012)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • CF28 Systems and controls (1 Feb 2009 to 24 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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