John Robert Downs

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bespoke Independent Financial Advisers Limited (no longer approved here)

    FRN 610625

    • Responsible for Insurance Distribution (28 Mar 2023 to 30 Sep 2024)
    • SMF3 Executive Director (28 Mar 2023 to 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2023 to 30 Sep 2024)
    • SMF16 Compliance Oversight (28 Mar 2023 to 30 Sep 2024)
    • Responsibility for MCD Intermediation (28 Mar 2023 to 30 Sep 2024)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2021)
    • CF11 Money Laundering Reporting (12 Apr 2017 to 8 Dec 2019)
  • ASQUIRE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 671841

    • Responsibility for MCD Intermediation (24 Apr 2018 to 25 Jan 2019)
    • CF29 Significant management (24 Apr 2018 to 25 Jan 2019)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (10 Sep 2004 to 8 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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