John Christopher Waller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Outsourced Professional Administration Limited (no longer approved here)

    FRN 459719

    • CF11 Money Laundering Reporting (15 Jul 2009 to 16 Sep 2009)
    • CF28 Systems and controls (10 Jan 2009 to 16 Sep 2009)
    • CF10 Compliance Oversight (30 Nov 2007 to 10 Jan 2009)
    • CF3 Chief Executive (10 Apr 2007 to 16 Sep 2009)
    • CF8 Apportionment and Oversight (20 Mar 2007 to 31 Mar 2009)
    • CF1 Director (20 Mar 2007 to 16 Sep 2009)
    • Responsible for Insurance Mediation (20 Mar 2007 to 16 Sep 2009)
  • Synergy Financial Products Limited (no longer approved here)

    FRN 312416

    • Responsible for Insurance Mediation (2 Sep 2005 to 3 May 2013)
    • CF8 Apportionment and Oversight (21 Mar 2005 to 31 Mar 2009)
    • CF3 Chief Executive (21 Mar 2005 to 4 Mar 2011)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 4 Jun 2007)
    • CF1 Director (14 Jan 2005 to 3 May 2013)
  • Defined Returns Limited (no longer approved here)

    FRN 402135

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2005 to 4 Jun 2007)
    • CF1 Director (21 Jun 2005 to 14 Oct 2009)
  • NDF Administration Limited (no longer approved here)

    FRN 138124

    • CF1 Director (24 Sep 2002 to 31 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2002 to 4 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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