NDF Administration Limited

Date authorised
1 April 2013
Companies House
01955637
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton UK LLP
    30 Finsbury Square
    London
    EC2P 2YU
    UNITED KINGDOM

  • Complaints Contact

    Ziggurat
    25 Grosvenor Road
    St. Albans
    Hertfordshire
    AL1 3AW
    UNITED KINGDOM
    Phone
    +4401727797811
    Web
    https://www.ndfstructuredproducts.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Jane Jenkinson

    IRN AJJ01090

    • CF28 Systems and controls (1 Nov 2007 to 13 Nov 2008)
    • CF13 Finance (20 Jun 2007 to 31 Oct 2007)
  • Antony Stack

    IRN AXS00073

    • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Jun 2003)
    • CF3 Chief Executive (1 Dec 2001 to 24 Jun 2003)
    • CF1 Director (1 Dec 2001 to 24 Jun 2003)
  • David John Blyfield

    IRN DJB00041

    • CF1 Director (1 Dec 2001 to 31 Dec 2006)
  • Dennis Edwin Harper

    IRN DEH00033

    • CF1 Director (1 Dec 2001 to 31 Mar 2003)
  • Geoffrey Spittle

    IRN GXS00036

    • CF2 Non Executive Director (1 Dec 2001 to 9 Mar 2002)
  • Ian Paul Hammond

    IRN IPH00008

    • CF11 Money Laundering Reporting (19 Aug 2005 to 8 Dec 2006)
    • CF10 Compliance Oversight (19 Aug 2005 to 8 Dec 2006)
  • James Edward Goddard-Jones

    IRN JEG01107

    • CF1 Director (4 Jan 2007 to 4 May 2007)
  • John Christopher Waller

    IRN JCW01134

    • CF1 Director (24 Sep 2002 to 31 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2002 to 4 Jun 2007)
  • John Patrick Clarke

    IRN JXC02103

    • CF11 Money Laundering Reporting (15 Mar 2007 to 11 May 2007)
    • CF10 Compliance Oversight (15 Mar 2007 to 11 May 2007)
  • John Robert White

    IRN JRW01100

    • Responsible for Insurance Mediation (22 Jun 2007 to 1 Dec 2007)
    • CF10 Compliance Oversight (22 May 2007 to 1 Dec 2007)
    • CF11 Money Laundering Reporting (22 May 2007 to 1 Dec 2007)
    • CF3 Chief Executive (15 Jan 2007 to 1 Dec 2007)
    • CF8 Apportionment and Oversight (15 Jan 2007 to 31 Oct 2007)
    • CF1 Director (15 Jan 2007 to 1 Dec 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.