Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Defined Returns Limited (no longer approved here)

    FRN 402135

    • CF8 Apportionment and Oversight (21 Jun 2005 to 29 Jun 2006)
    • CF3 Chief Executive (21 Jun 2005 to 29 Jun 2006)
  • Synergy Financial Products Limited (no longer approved here)

    FRN 312416

    • CF2 Non Executive Director (8 Mar 2005 to 29 Jun 2006)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 8 Mar 2005)
    • CF1 Director (14 Jan 2005 to 8 Mar 2005)
  • NDF Administration Limited (no longer approved here)

    FRN 138124

    • CF1 Director (1 Dec 2001 to 24 Jun 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Jun 2003)
    • CF3 Chief Executive (1 Dec 2001 to 24 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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