Defined Returns Limited

Date authorised
1 April 2013
Companies House
04991156
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Helen Dale
    GRANT THORNTON UK LLP
    30 Finsbury Square
    London
    EC2P 2YU
    UNITED KINGDOM

  • Complaints Contact

    C/O Helen Dale
    GRANT THORNTON UK LLP
    30 Finsbury Square
    London
    EC2P 2YU
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Jane Jenkinson

    IRN AJJ01090

    • CF28 Systems and controls (1 Nov 2007 to 13 Nov 2008)
    • CF13 Finance (20 Jun 2007 to 31 Oct 2007)
  • Antony Stack

    IRN AXS00073

    • CF3 Chief Executive (21 Jun 2005 to 29 Jun 2006)
    • CF8 Apportionment and Oversight (21 Jun 2005 to 29 Jun 2006)
  • Ian Paul Hammond

    IRN IPH00008

    • CF10 Compliance Oversight (19 Aug 2005 to 8 Dec 2006)
    • CF11 Money Laundering Reporting (19 Aug 2005 to 8 Dec 2006)
  • James Edward Goddard-Jones

    IRN JEG01107

    • CF1 Director (4 Jan 2007 to 4 May 2007)
  • John Christopher Waller

    IRN JCW01134

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2005 to 4 Jun 2007)
    • CF1 Director (21 Jun 2005 to 14 Oct 2009)
  • John Patrick Clarke

    IRN JXC02103

    • CF11 Money Laundering Reporting (15 Mar 2007 to 11 May 2007)
    • CF10 Compliance Oversight (15 Mar 2007 to 11 May 2007)
  • John Robert White

    IRN JRW01100

    • CF11 Money Laundering Reporting (22 May 2007 to 1 Dec 2007)
    • CF10 Compliance Oversight (22 May 2007 to 1 Dec 2007)
    • CF8 Apportionment and Oversight (15 Jan 2007 to 31 Oct 2007)
    • CF3 Chief Executive (15 Jan 2007 to 1 Dec 2007)
    • CF1 Director (15 Jan 2007 to 1 Dec 2007)
  • Leslie Mark Warner

    IRN LMW01031

    • CF1 Director (21 Jun 2005 to 18 Jul 2005)
    • CF10 Compliance Oversight (21 Jun 2005 to 18 Jul 2005)
    • CF11 Money Laundering Reporting (21 Jun 2005 to 18 Jul 2005)
  • Nigel Howard Elliott

    IRN NHE01007

    • CF2 Non Executive Director (21 Jun 2005 to 12 Feb 2007)
  • Patricia-Anne Frances Blyth Williams

    IRN PFW00013

    • CF13 Finance (21 Jun 2005 to 30 Apr 2007)
    • CF1 Director (21 Jun 2005 to 30 Apr 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.