Date authorised
1 April 2013
Companies House
04991156
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Helen Dale
    GRANT THORNTON UK LLP
    30 Finsbury Square
    London
    EC2P 2YU
    UNITED KINGDOM
  • Complaints Contact

    C/O Helen Dale
    GRANT THORNTON UK LLP
    30 Finsbury Square
    London
    EC2P 2YU
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Andrew Bispham

    IRN PAB01138

    • CF10 Compliance Oversight (3 Jan 2008 to 14 Oct 2009)
    • CF11 Money Laundering Reporting (3 Jan 2008 to 14 Oct 2009)
    • CF3 Chief Executive (3 Jan 2008 to 14 Oct 2009)
    • CF1 Director (12 Mar 2007 to 14 Oct 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.