Synergy Financial Products Limited

• Principal Place of Business

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +4401727734300

  Web

  https://www.sfpl.co.uk

• Complaints Contact

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +4401727734300

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Francois Hubbard

  IRN AFH01017

  • Responsible for Insurance Mediation (25 Nov 2015 to 21 Mar 2016)
  • CF3 Chief Executive (24 Sep 2013 to 21 Mar 2016)
  • CF1 Director (10 Apr 2013 to 21 Mar 2016)
• Alison Jane Jenkinson

  IRN AJJ01090

  • CF28 Systems and controls (1 Nov 2007 to 13 Nov 2008)
  • CF13 Finance (20 Jun 2007 to 31 Oct 2007)
• Amir Karmacharya

  IRN AXK00936

  • [FCA CF] CASS oversight function (3 Oct 2024 to 15 Dec 2024)
• Andrew Paul Tyrtania

  IRN APT01031

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jun 2021 to 31 Jul 2024)
  • SMF16 Compliance Oversight (16 Jun 2021 to 31 Jul 2024)
• Andy Forster

  IRN AXF01360

  • CF2 Non Executive Director (14 Jan 2005 to 11 Mar 2005)
• Antony Stack

  IRN AXS00073

  • CF2 Non Executive Director (8 Mar 2005 to 29 Jun 2006)
  • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 8 Mar 2005)
  • CF1 Director (14 Jan 2005 to 8 Mar 2005)
• Christopher Andreas Christofi

  IRN CXC00626

  • SMF3 Executive Director (since 1 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
  • SMF16 Compliance Oversight (since 1 May 2025)
• Cormac O'Keeffe

  IRN CXO01021

  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Oct 2024 to 21 Feb 2025)
  • SMF16 Compliance Oversight (17 Oct 2024 to 21 Feb 2025)
• Dylan Lee Smith

  IRN DLS01115

  • [FCA CF] Significant management (17 Apr 2025 to 14 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2025)
  • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
• Eoin Lyons

  IRN EXL01349

  • SMF3 Executive Director (9 Jul 2020 to 3 Sep 2024)
  • SMF1 Chief Executive (9 Jul 2020 to 3 Sep 2024)
  • Responsible for Insurance Distribution (9 Jul 2020 to 3 Sep 2024)

No changes recorded yet.