NDF Administration Limited

Date authorised
1 April 2013
Companies House
01955637
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton UK LLP
    30 Finsbury Square
    London
    EC2P 2YU
    UNITED KINGDOM

  • Complaints Contact

    Ziggurat
    25 Grosvenor Road
    St. Albans
    Hertfordshire
    AL1 3AW
    UNITED KINGDOM
    Phone
    +4401727797811
    Web
    https://www.ndfstructuredproducts.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patricia-Anne Frances Blyth Williams

    IRN PFW00013

    • CF1 Director (1 Dec 2001 to 30 Apr 2007)
  • Paul Andrew Bispham

    IRN PAB01138

    • CF10 Compliance Oversight (3 Jan 2008 to 31 Mar 2011)
    • CF11 Money Laundering Reporting (3 Jan 2008 to 31 Mar 2011)
    • CF3 Chief Executive (3 Jan 2008 to 31 Mar 2011)
    • Responsible for Insurance Mediation (3 Jan 2008 to 31 Mar 2011)
    • CF1 Director (16 Nov 2006 to 31 Mar 2011)
  • Peter Connor

    IRN PXC00235

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2006)
    • CF3 Chief Executive (24 Jul 2003 to 31 Dec 2006)
    • CF8 Apportionment and Oversight (24 Jul 2003 to 31 Dec 2006)
    • CF1 Director (7 May 2002 to 31 Dec 2006)
  • Sarah Jane Marks

    IRN SJM00170

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Jul 2002)
  • Stefan Yaroslav Zakorchemney

    IRN SYZ00001

    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Apr 2005)
    • CF1 Director (1 Dec 2001 to 26 Apr 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 26 Apr 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.