Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders Greencoat LLP (no longer approved here)

    FRN 507962

    • CF11 Money Laundering Reporting (2 Mar 2017 to 15 Mar 2018)
    • CF10a CASS Oversight function (10 Jan 2017 to 15 Mar 2018)
  • Niche Capital Limited (no longer approved here)

    FRN 650099

    • CF10 Compliance Oversight (19 Jun 2015 to 26 Jun 2017)
    • CF11 Money Laundering Reporting (19 Jun 2015 to 26 Jun 2017)
  • La Française Group UK Finance Limited (no longer approved here)

    FRN 225360

    • CF10 Compliance Oversight (19 Dec 2007 to 29 Feb 2008)
    • CF11 Money Laundering Reporting (19 Dec 2007 to 29 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.