Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (2 Mar 2017 to 15 Mar 2018)
- CF10a CASS Oversight function (10 Jan 2017 to 15 Mar 2018)
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- CF10 Compliance Oversight (19 Jun 2015 to 26 Jun 2017)
- CF11 Money Laundering Reporting (19 Jun 2015 to 26 Jun 2017)
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- CF10 Compliance Oversight (19 Dec 2007 to 29 Feb 2008)
- CF11 Money Laundering Reporting (19 Dec 2007 to 29 Feb 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.