Niche Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Arthur Peter Duckworth
IRN AXD02242
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10 Compliance Oversight (28 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Jun 2017 to 8 Dec 2019)
- CF3 Chief Executive (19 Jun 2015 to 8 Dec 2019)
- CF30 Customer (19 Jun 2015 to 8 Dec 2019)
- CF1 Director (19 Jun 2015 to 8 Dec 2019)
Eric Francis Jacobson
IRN EFJ01009
- CF30 Customer (19 Jun 2015 to 21 Jul 2016)
Jenny Murley
IRN JXM01495
- CF11 Money Laundering Reporting (19 Jun 2015 to 26 Jun 2017)
- CF10 Compliance Oversight (19 Jun 2015 to 26 Jun 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.