Schroders Greencoat LLP

• Principal Place of Business

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402078329435

  Web

  http://www.schrodersgreencoat.com

• Complaints Contact

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +442078329469

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam John Basnett

  IRN AXB00338

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alec Barkett

  IRN AXB03128

  • [FCA CF] Client dealing (since 11 May 2021)
• Andrea Finegan

  IRN AXS01384

  • CF30 Customer (6 Apr 2016 to 8 Nov 2018)
  • CF11 Money Laundering Reporting (1 Dec 2015 to 2 Mar 2017)
  • CF10 Compliance Oversight (1 Dec 2015 to 25 Apr 2018)
• Andrew Ian Tupholme

  IRN AIT01003

  • CF30 Customer (29 Jan 2015 to 30 Apr 2015)
  • CF4 Partner (29 Jan 2015 to 30 Apr 2015)
• Andrew Knowles

  IRN AXK03097

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Oct 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Oct 2025)
  • CF10a CASS Oversight function (7 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 May 2018 to 8 Dec 2019)
• Bertrand Philippe Pierre Gautier

  IRN BPG01028

  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (10 Aug 2015 to 1 Dec 2015)
  • CF11 Money Laundering Reporting (5 Jul 2012 to 30 Jun 2013)
  • CF4 Partner (15 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2011 to 8 Dec 2019)
• Chris Dominik Schneider

  IRN CDS01099

  • CF30 Customer (20 May 2016 to 30 Jun 2019)
• Connie Constance Lee

  IRN CWL01027

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (7 Jul 2022 to 16 Oct 2025)
  • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
• Diarmuid Kelly

  IRN DXK00467

  • [FCA CF] Client dealing (since 16 Oct 2025)
• Duncan John Hale

  IRN DJH01382

  • [FCA CF] Material risk taker (since 7 Jul 2023)
  • [FCA CF] Client dealing (since 27 Jun 2022)

No changes recorded yet.