Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Schroders Greencoat LLP
FRN 507962
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (10 Aug 2015 to 1 Dec 2015)
- CF11 Money Laundering Reporting (5 Jul 2012 to 30 Jun 2013)
- CF30 Customer (15 Apr 2011 to 8 Dec 2019)
- CF4 Partner (15 Apr 2011 to 8 Dec 2019)
-
- (131)CF30 Customer (12 Nov 2007 to 8 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (131)CF30 Customer at Terra Firma Capital Partners Limited