Duncan John Hale

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders Greencoat LLP

    FRN 507962

    • [FCA CF] Material risk taker (since 7 Jul 2023)
    • [FCA CF] Client dealing (since 27 Jun 2022)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Aug 2005 to 31 Oct 2007)
  • Towers Watson Investment Management Limited (no longer approved here)

    FRN 446740

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jun 2022)
    • CF30 Customer (9 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.