Jason David walker

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CQS (UK) LLP
FRN 400496
- SMF27 Partner (since 21 Oct 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (6 Jul 2015 to 9 Dec 2019)
- CF30 Customer (1 Jun 2010 to 8 Dec 2019)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (24 Jul 2009 to 21 May 2010)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (24 Jul 2009 to 21 May 2010)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 4 Jun 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF21 Investment Adviser (5 Mar 2003 to 10 Jun 2004)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.