James Paul Marks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (8 Feb 2013 to 14 Jul 2015)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (8 Oct 2012 to 8 Sep 2017)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (18 Aug 2008 to 8 Jun 2012)
GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- CF21 Investment Adviser (1 Dec 2001 to 5 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.