Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
EFP Capital LLP
FRN 413310
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
- CF4 Partner (1 Apr 2005 to 8 Dec 2019)
-
- CF1 Director (23 Feb 2004 to 11 Mar 2005)
- CF3 Chief Executive (25 Mar 2003 to 11 Mar 2005)
- CF10 Compliance Oversight (25 Mar 2003 to 11 Mar 2005)
- CF11 Money Laundering Reporting (25 Mar 2003 to 11 Mar 2005)
- CF21 Investment Adviser (25 Mar 2003 to 11 Mar 2005)
- CF8 Apportionment and Oversight (25 Mar 2003 to 11 Mar 2005)
-
- CF1 Director (1 Dec 2001 to 3 Sep 2002)
- CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.