Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF4 Partner (1 Apr 2005 to 8 Dec 2019)
  • Hamilton Lane (UK) Ltd (no longer approved here)

    FRN 220069

    • CF1 Director (23 Feb 2004 to 11 Mar 2005)
    • CF3 Chief Executive (25 Mar 2003 to 11 Mar 2005)
    • CF10 Compliance Oversight (25 Mar 2003 to 11 Mar 2005)
    • CF11 Money Laundering Reporting (25 Mar 2003 to 11 Mar 2005)
    • CF21 Investment Adviser (25 Mar 2003 to 11 Mar 2005)
    • CF8 Apportionment and Oversight (25 Mar 2003 to 11 Mar 2005)
  • Campbell Lutyens & Co. Ltd (no longer approved here)

    FRN 196462

    • CF1 Director (1 Dec 2001 to 3 Sep 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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