EFP Capital LLP

Date authorised
1 April 2013
Companies House
OC310609
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    EFP Capital LLP
    Palliser House
    Palliser Road
    London
    W14 9EB
    UNITED KINGDOM
    Phone
    +4402072019250
    Web
    https://www.efpcapital.com

  • Complaints Contact

    EFP CAPITAL LLP
    Palliser House
    Palliser Road
    W14 9EB
    UNITED KINGDOM
    Phone
    +447768558581

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Nigel Schofield

    IRN ANS01028

    • CF4 Partner (6 Mar 2007 to 6 Sep 2007)
    • CF21 Investment Adviser (14 Mar 2005 to 6 Sep 2007)
  • Anouk Catherine Blank

    IRN ACB01201

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (13 Dec 2011 to 8 Dec 2019)
    • CF4 Partner (13 Dec 2011 to 8 Dec 2019)
  • Bart Homan

    IRN BXH01117

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (6 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
  • James Armstrong Scott Ryall

    IRN JAR01082

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • James Nicholas Hollond

    IRN JNH01032

    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
    • CF4 Partner (14 Mar 2005 to 31 Mar 2014)
  • Kathryn Anne Claire McErlean

    IRN KAM01086

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
  • Nigel Jonathan Paget Fox

    IRN NJF01053

    • CF10 Compliance Oversight (1 Jul 2008 to 13 Mar 2015)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 13 Mar 2015)
    • CF30 Customer (4 Jan 2008 to 8 Dec 2019)
    • CF4 Partner (4 Jan 2008 to 15 Mar 2017)
  • Paul Richard Daniel

    IRN PRD01044

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (14 Mar 2005 to 8 Dec 2019)
    • CF4 Partner (14 Mar 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Mar 2005 to 31 Oct 2007)
    • CF13 Finance (14 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
  • Stephane Bernard Aderca

    IRN SXA01372

    • CF21 Investment Adviser (14 Mar 2005 to 31 Dec 2005)
  • Stephen Arthur West

    IRN SAW01133

    • CF4 Partner (14 Mar 2005 to 31 Dec 2005)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.