Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EFP Capital LLP
FRN 413310
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (6 Mar 2007 to 8 Dec 2019)
- CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.